PDFs of agreements executed outside of Docs can be downloaded and stored in the system, but in order for users to get information from the system in the second phase, the documents must be marked. Tariffs must be inserted into the standard tariff model in order to make available the information to be used in external systems. Only one party must upload a legacy agreement. A: The system is organized by institutions and parties. Institutions can be a short, generic name, such as Best Securities, that encompasses all associated companies (parties). The names of the institutions do not have a legal position and will not appear in the agreements; This is just a way to organize affiliates under the same name. Party names should represent legal persons, for example. B Best Securities, Inc., Best Securities, LLC, Best Securities Pty. All documents below an institution are visible to all parties. Only counterparties to the agreement can see this agreement. The following versions were updated in November 2017 and are the standard agreements used in Accelerate DocsTM. A memo from the Law and Compliance Division is also available, which aggregates updates from the 2017 agreements from previous 2008 releases.
We archived the 2008 versions of the agreements and provided blacklines that compare the 2017 and 2008 versions. Abandonment is a securities or commodity trading procedure in which a broker-exporter places a trade on behalf of another broker. It is called “abandonment” because the broker who carries out the trading renounces credit for the transaction in the ledgers. A waiver normally occurs because a broker cannot place a trade for a client based on other employment obligations. A waiver may also occur because the original broker is working on behalf of an interdealer broker or a primeur broker. . . .